Tag Archives: Aid business

Open Letter to Ban Ki-moon

Dear United Nations Secretary General Ban Ki-moon,

Millions of people heard you. I heard you.

This is what you said before the World Humanitarian Summit.

Our global landscape is still blighted with the brazen and brutal erosion of respect for international human rights and humanitarian law. Every day, civilians are deliberately or indiscriminately injured and killed. Air strikes rip families apart. … The brutality of today’s armed conflicts and the utter lack of respect for the fundamental rules of international humanitarian law on care for the wounded and sick, humane treatment and the distinction between civilians and combatants threaten to unravel 150 years of achievements and cause a regression to an era of war without limits. (UNSG Summit Report ¶ 46)

Flouting the most basic rules governing the conduct of war has become contagious … We can, and we must, do better. (¶ 48). Remaining silent while serious violations of international law are unfolding is morally unacceptable […] Our common humanity demands that we do everything we can to prevent and end violations and hold perpetrators accountable. (¶ 59).

Whenever serious violations of international humanitarian and human rights law occur, Governments, global leaders and other relevant individuals must systematically condemn them. Even where we may not be able to stop violence and suffering immediately, we have a minimum responsibility to speak […] I have asked all United Nations senior officials to do so and I encourage all United Nations staff to act with moral courage in the face of early, serious and large-scale violations. I also exhort all relevant actors and stakeholders to end the double standard of condemning the violations of some but not of others. (¶ 62, emphasis added).

Let us make the Summit in Istanbul the turning point that the world sorely needs and the beginning of the change (¶ 180).

Wow.

This is what you said after the World Humanitarian Summit:

State, civil society and humanitarian leaders repeatedly stated that international humanitarian and human rights law is more relevant than ever: it is the last protection against barbarity. We therefore must not take the easy way out and declare all civilians collateral damage. (Chair’s Summary p. 3)

There was wide agreement that unless we hold perpetrators to account, there will be no stopping this downward spiral. (Chair’s Summary p. 4). The World Humanitarian Summit has been a wake-up call for action for humanity. It has generated global momentum and political will to move forward on the Agenda for Humanity and the five core responsibilities to deliver better for people across the globe. (p. 7).

The Summit is a point of departure to act, but there must also be a destination … Let us now turn the Agenda for Humanity into an instrument of global transformation. (p. 8)

This is what you did earlier this week. You succumbed to political pressure and erased Saudi Arabia from the UN’s blacklist of those violating the rights of children (due to their often indiscriminate bombing in Yemen).

Here is what others think you did earlier this week (click): Amnesty International, War Child, and Human Rights Watch (and 35 other organizations).  Here is what I think you did earlier this week: I think you gutted the World Humanitarian Summit.  Without a global recommitment to political responsibility, legal obligations and humanitarian ideals, the Summit births nothing more than a broad set of bureaucratic aid system reforms.

I have not yet understood why this move leaves me so sad and so angry. After all, as an example of politics and power trumping the norms and principles of humanity, it seems emblematic of the current state of affairs to the point of banality. It exemplifies well the shortcomings of the United Nations and, more generally, global leadership.  Could it be that your words pierced my cynicism?Touched my humanity?  Could it be that I felt hope? Yes.

If May’s Summit functioned as a “wake-up call” then your actions this week signaled a death knell, clear notice that the most fundamental commitments to humanity were not reaffirmed, nor a new moral courage discovered.  While I was never convinced the Summit was worth staging, I am certain it was not worth killing off so quickly.

Mr. Secretary General, this is the moment, a critical juncture for your World Humanitarian Summit and for your legacy. Stand up now. Put the Saudi-led coalition back on the list.

Yours sincerely.

PS: And Mr. Secretary General, if you happen to run into other world leaders, could you ask why they do not loudly insist you hold the Saudis accountable (even in this small way) for their actions? Sadly, I think we know the answer. Back to business as usual: shared inhumanity, many irresponsible.

Addendum: The Three NGOs We Need

Addendum to the May 27 posting.

This blog adds detail to my post-WHS argument for three new INGOs, which should not be confused for either a general call for more INGOs or a lack of recognition that such NGOs may exist, though on a much smaller scale than necessary.

  1. Fundraising without Borders.

The mission of this FWB is to build the fundraising capacity of NGOs in the global south in order to safeguard their independence.  One target, the home markets. Many ‘poor’ crisis-affected nations hold wealth and cadres of wealthy citizens and a burgeoning middle class that could easily sustain local organizations and finance national humanitarian crisis response. (Combined, Africa’s very wealthy elite have a combined net worth over $660 billion).  Note that FWB does not provide a short-term fix. It must develop a long-range vision of nurturing a culture of local support to NGO activity, building national and global fundraising support services, ensuring robust finance mechanisms, etc. FWB will mechanize the implicit call of One Humanity, Shared responsibility to replace the ‘white man’s burden’ with an everyman’s compassion.

Second target, and perhaps initially of greater financial import, my neighbors. FWB would enable NGOs in the global south to fundraise directly in the markets of the global north. Following Typhoon Haiyan, the Philippines Red Cross advertised for donations in the UK media. The shock to fundraising departments might have been visible on British seismographs. Buying some advertising space, though, marks a crude beginning. Fundraising in Western markets constitutes a science, full stop.  On behalf of southern NGOs and based in each of the ‘fat’ markets, FWB would host highly developed skills and resources in terms of multimedia donation architecture (from an SMS to processing a check), media buying, messaging, financial management, database management and so forth.  The idea would be to take distinct advantage of being a non-Western NGO in the Western market – allowing donors to ‘bypass the middleman’, avoid expensive INGO costs like hotels and expat salaries, and to donate directly to those best situated to know the context and ‘solve’ local problems.

  1. Image Rescue Committee (IRC-II).

To raise money, Western NGOs deploy a range of techniques to ensure their prominence in media coverage of disaster response, displacing and disempowering local actors/efforts in the process.  The humanitarian sector’s distortion of the narrative impoverishes the global south, unsurprisingly reinforcing a picture of dysfunctional and/or primitive local societies being rescued by the international do-gooders.  And while the humanitarian sector has paid lip service to the enormous efforts of local actors, it has strenuously averted actually changing their dominant narrative. We should not wait for the Western humanitarian media machine to significantly improve the integrity of its messaging. Rather, this media bias needs to be challenged by the mainstreaming of alternative discourses. Enter, stage left, IRC-II.

The task is simple and rather straightforward. IRC-II should deploy teams on Crisis Day 1, delivering interviews, film footage and clever soundbites that profile (exclusively!) local actors and efforts.  One can imagine special reports that highlight the expertise and effort of local actors, complete with economic calculations of the value of the local effort – stats to rival those of the international community. Or maybe a TV montage of local authorities complaining that the Western intervention seems overly preoccupied with finding comfortable hotel space? Famous photographers documenting the goings on of the aid community at the local swim club or beachside restaurant?

Naturally, IRC-II would employ all of the same media tricks as the major INGOs, such as transporting journalists and film crews to their projects, lobbying news outlets for choice positioning, commissioning advocacy reports, or rolling in the celebrities, Hollywood megastars able to show their deep concern while strolling through an IDP camp in the logo-festooned shirt of a local NGO.  Put differently, the goal of IRC is to use international media to broadcast the truth in such a way as to crack the narrative divide.

  1. No-Mercy Corps.

Five decades of development work have yielded organizations specializing in empowerment against a wide array of oppressive and anti-democratic structures.  From the empowerment of labor against industry to the empowerment of women against the patriarchy and from empowerment of farm laborers against farm owners to the empowerment of people against despotic leaders, there is no shortage of NGO-led effort against the powerful.  Critically, nobody in this spectrum of work looks in the institutional mirror.  So there remains one glaring gap – empowerment of local communities against the Western NGOs and UN agencies.

Too often, the grand, noble aid agency remains largely untouchable to the marginalized, desperately grateful communities. No wonder the WHS consultations found that only 27% of aid recipients felt their needs were being met. Time to end the sector’s free pass and create No-Mercy Corps, to work locally on how people affected by crisis can better control the crisis response. Looked at functionally, the purpose of NMC would be to counter the powerless of people affected by crisis against one of the most powerful determinants of their lives by creating multiple points of accountability.

The problem is not a new one. Yet the good-intentioned though relatively ineffective ‘solutions’ have always sought to change the sector from within, to (grudgingly) bequeath some illusion of participation, as exemplified by its decades-slow and miserly (voluntary) bequeathing of downward accountability.  Control and power, of course, need to be taken. (The Core Humanitarian Standard? A first sectoral step in the right direction, but we should be wary when the foxes approve new controls on the henhouse.). Specific to each context, NMC’s aim is to build multi-pronged, independent/external control upon the humanitarian response.

  • Setting up and funding aid ombudsman or watchdog functions, either as organizations within the community or as part of local government capacity.
  • Enacting local legislation or standard technical agreements that incorporate Sphere standards and the guiding principles, or require greater foreign NGO transparency in terms of decision-making, performance and reporting (and ensuring translation/dissemination).
  • Creating and funding local organizations that are able to work with aid recipients to assess aid performance and rectify problems.
  • Ensuring local consultation, both individually and across communities, such as has been done through surveying by Ground Truth.
  • Training local media, community leaders and existing CBOs in the assessment of aid efforts, with attention for example to the humanitarian principles.
  • Monitoring and advocacy (in the West) on the work actually being done, aiming to change the behavior of the INGOs, such as reports delivered to donors and media in INGO home societies or lobbying INGO trustees/boards to improve performance.

Impartiality’s Forgotten Clause

[The ICRC has launched a new blogsite: Humanitarian Law & Policy.  Very excited to have this opinion piece among their opening day blogs. Thanks to the team there for feedback. Good luck.]

In the words of the UN Secretary General, ‘Leaving no one behind’ “is a central aspiration of most political, ethical or religious codes and has always been at the heart of the humanitarian imperative” (¶ 72). In the world of humanitarian relief, we leave people behind every day. It isn’t pretty.

On my first mission, as project coordinator in Khartoum way back in 1999, I found myself informing about 250 internally displaced persons (IDPs) in Omdurman el-Salaam camp that MSF would be closing its health centre. I explained how the situation in the camp had improved to some degree, that there were other parts of Sudan with greater needs, that MSF was bound by the principle of impartiality to leave, and that this was the same principle that had brought us to Omdurman el-Salaam in the first place.

Naïve, a bit smug in the correctness of my position, I expected some initial grumbling, to be followed by tributes, appreciation for the high-quality services provided and perhaps lunch. I departed about two hours later, frustrated, sad and brimming with self-righteous indignation after having been called a murderer many times over, and told that MSF would carry the blood of their children on its hands.

The World Humanitarian Summit’s Core Commitment to ‘Leave no one behind’ constitutes neither a humanitarian imperative nor an option. In the heart of crisis, needs almost always exceed response, essentially obligating aid agencies to implement painful choices – deciding where to deliver aid includes a decision where not to deliver aid. The principle of impartiality dictates that choice. It even tells us who to leave behind: as Jean Pictet put it, humanitarian action “makes no discrimination as to nationality, race, religious beliefs, class or political opinions. It endeavours to relieve the suffering of individuals, being guided solely by their needs, and to give priority to the most urgent cases of distress.”

Those most in need come first

For half of impartiality, there seems to be good news. Humanitarian agencies treat non-discrimination in aid as a red line at project level, ensuring that services or distributions reach individuals without regard to race, religion, ethnicity, etc. What about the definition’s second half? Impartiality prohibits discrimination and requires aid agencies to identify and prioritize those most in need. Is this impartiality’s forgotten clause – ‘forgotten’ in the sense of being voiced with little regard to its implications for operations?

Critics often call attention to the weakness of impartiality at a global level, highlighting the degree to which aid funding disproportionately follows the political and economic interest of the main donors. At the context level, though, impartiality seems challenged by the evolution of humanitarian practice itself. Too often, needs assessment slips into a logic of finding those with (some) identifiable needs, not those most in need, or finding those with needs corresponding to supply, to the stuff that the agency has to offer. Tellingly, the World Humanitarian Summit consultation process revealed widespread discontent among people affected by crisis – with surveys showing only 27% agreeing that aid received met their primary needs.

Similarly, a number of trends and factors within the humanitarian sector collide with impartiality in ways that raise important yet largely ignored questions. When crisis strikes, how does and how should impartiality relate to program choices for agencies already operating in the country (e.g. doing development work); who already have connections to a specific community or geographic location? If the needs are greater elsewhere, does impartiality not require the organization to shift its relief effort to that place? Or would it make more sense to remain in a location that is familiar, where the agency is trusted and has existing infrastructure? That seems logical from an operational standpoint, but arguably functions to create constituencies of preferred aid recipients, where distribution is not at all based on need alone but depends on a variation of ‘who you know’.

Thorny questions abound. How does agency specialization affect impartiality? As I have discussed before, do agencies looking for the needs of children even see the needs of the elderly? And yet, again, specialization brings with it considerable advantages. Further, as MSF has argued, does the pressure to be successful, whether imposed by donor contracting or simply internal agency dynamics, push the delivery of aid toward easier-to-reach populations, closer to central hubs, and away from the uncertainties inherent in trying to address the needs of the most vulnerable?

Even policies as commonsensical as ‘value for money’ may impact on impartiality, because reaching those with the greatest need will usually incur greater costs. A discussion at an MSF HIV/AIDS project in Zimbabwe illustrates this point. When asked, the team clearly explained that the most urgent cases had to be the HIV-positive street children, whose situation was truly shocking. But the resources necessary to reach them and maintain their participation in the treatment program were deemed prohibitive, because substantially higher numbers would have to be left out of the program. So the program focused elsewhere. A tough lesson: distributive justice does not necessarily align with impartiality.

Impartiality is an aspiration, not an operational principle

In practice, the principle of impartiality plays a dual role for humanitarians, at once a defining characteristic or ethic of the trade and an obligation that shapes crucial decisions. In practice, impartiality constrains the urge to help everyone because capacity constrains the ability to do so. Critically, impartiality is an ideal. Its perfect form exists in lectures and textbooks, not in the messy world of humanitarian crisis. Compromise is therefore unavoidable. To maintain the integrity of the principle, then, we should establish agreed standards or best practice guidelines. Perhaps we can define red lines that should not be crossed in terms of leaving the most urgent cases behind. The point is to ensure these compromises and trade-offs are recognized and deliberate, rather than the unseen by-product of humanitarian decision-making.

Compromise, though, implies acknowledging what is at stake to begin with. Yet far more discussion and analysis focuses on the independence and neutrality of the sector than on its impartiality. Always highly touted as an ethical foundation and inviolable principle, impartiality takes on even greater importance today as people affected by crisis progressively insist that aid should do a better job of meeting their needs. That mounting shift may prove to be one of the defining dynamics of the next decade of humanitarian aid. With that in mind, we need to ensure that Leave no on behind remains a moral principle, an aspiration, not an operational principle and certainly not an excuse to treat everyone’s needs as of equal urgency.

 

Three Big Questions for the World Humanitarian Summit

The World Humanitarian Summit is this month. The UN Secretary General’s report One Humanity: Shared Responsibility forms the basis of Summit. The report announces a new direction, or at least the aspiration for a new direction. There’s a lot to like. There are also questions that come to mind.

Big Question 1: When it comes to upholding the cardinal rules of war, is it good enough that states may (or may not) reaffirm their commitment to their past commitments?

Follow up questions:  Faced with ever more widespread disregard for existing obligations under international humanitarian law and an ascending moon of impunity, shouldn’t humanitarian actors be aggressive, fighting for more than a recommitment & photo op session?  Why does the Summit feel more like a kumbaya moment than a protest one? In its kumbayaness, does the humanitarian sector not show more solidarity towards the system of powerful states than to the people suffering unfathomable deprivations generated and sustained by that system of states? What is the cost of the sector accepting vast amounts of its funding from states that routinely violate fundamental humanitarian norms or fail to uphold them? Is it not time for humanitarians to rethink rather than solidify their close cooperation and partnership with all states?

The question not being asked: Given trending global norms of violence against civilians, blockages/abuse of humanitarian aid, and impunity, and given the humanitarian sector’s two decades of growing central role in all this crisis, is it not time to examine our (wishful) framing of the problem as an external one?

Big Question 2: Is ‘ending need’ a humanitarian goal?

Follow up questions:  What does it mean that the UN Secretary General proposes to make humanitarian action accountable to the Sustainable Development Goals? Isn’t that what development efforts aim to do, while humanitarians address the consequences in the meantime?  Where is the (humanitarian) opposition to the SG moving the sector’s goalposts? What happens to access if humanitarians are asked to end need by addressing the underlying politically-charged power dynamics of poverty, inequality, marginalization and war?  Does getting rid of the humanitarian – development divide actually require erasing the distinctions between the two?  Are the two really nothing more than ‘artificial institutional labels’?  What does it mean to place paramount emphasis on reinforcing national authorities when such a large chunk of humanitarian aid responds to conflicts involving those same authorities?

The question not being asked: What political and economic forces are driving the redefinition of humanitarian action as a subsidiary of state-building and development work (and what are humanitarian actors going to do about it)?

Big Question 3: Is it possible that major donors will invest in humanity differently than they have been able to do in the past?

Follow up questions:  How does the ‘Grand Bargain’ on humanitarian financing propose to reverse recent trends in funding when other efforts, notably the Good Humanitarian Donorship Agreement, have not? More importantly, why didn’t that 2003 agreement work? In other words, how does the ‘Grand Bargain’ alter the political commitments of the major donors (e.g., to aid oversight committees and voters in their home societies) that have pushed aid funding towards short-term, project-based grants, direct links to homeland national/security interests, supply-based targets rather than human-based needs, ‘value for money’, etc.?  Are the major donors ready to overhaul their policies and organigrams to make this work? What of the heavily bureaucratized grant reporting that has evolved to demonstrate to voters that their taxes are well spent in these days of austerity – how in real terms do we arrive at significant direct funding to local NGOs?

The question not being asked:  Given decades of humanitarian actors blaming their inaction on the lack of external funding, what is Plan B in terms of humanitarian organisations taking responsibility for their financial (and hence operational) independence?

Bonus Question: Why is this billed as a World Humanitarian Summit?

Bonus Answer:  The Summit is not about humanitarian action (as I first expected it would be).  This Summit is primarily about preventing and ending humanitarian crisis, not alleviating its impact on people.  Good.  But that is a story of war, politics, development, marginalization, inequality, or even gender and ethnicity and culture.  I see that states will be at the Summit. I know that humanitarians have booked their tables.  Who else? Has the development sector mobilized? How about the peace and reconciliation communities?  Human rights and global justice agencies? Civil society organizers? Forget the H in WHS, this is their Summit too, because while humanitarians fix people caught in crisis, we need completely different actors to fix the crisis itself.

Double Bonus Question: Does anybody have any idea what is going to come out of the Summit?

Double Bonus Answer: Not me.

A Political Economy of Aid Reform?

The IRC has recently released a study of reports on studies of the Ebola crisis. Their conclusion is that these reports ‘offer valuable solutions, but they also perpetuate problems by ignoring fundamental realities.’  That is because these reports ‘reflect a persistent weakness of the global conversation about health systems: the erasing of politics.’  And now, for a bit of shameless self-promotion, IRC singled out our ODI report for not falling into this trap, for correctly saying ‘what most reports, and indeed most health systems efforts, failed to recognize: that any effort to improve health systems can only succeed if it is based on an understanding of the politics involved.’

What does the Ebola response tell us about the World Humanitarian Summit?

The fast-approaching World Humanitarian Summit holds the promise of a better humanitarianism, meaning it also holds the risk of repeating the same mistakes that have doomed so many of our good intentions in the past. Of course, there are multiple mistakes that undermine implementation of the humanitarian imperative. Shortcomings and gaps as well. Not multiple, but thousands.  But in some ways, there is only one mistake that needs fixing. We need to replace talking about what we should do with talking about how to do it. And in particular, how to do it given the incentives, architecture, political dynamics and culture which govern the ecosystem of humanitarian aid.

Thus far, and the Ban Ki Moon’s recently released report reinforces this weakness, the Summit process has traded more heavily in attractive ideas than in an analysis of how history might avoid repeating itself.  New and intriguing recommendations surface, and yet they resemble the sector’s standard recommendations, conclusions and lessons learned in the degree that their feasibility is wishful. As the UNSG admits, the measures he proposes are not new, a “testament to the failure to learn from the past and to embrace necessity and change more forcefully.”  (UNSG ¶170).  It does not help that the UN’s #1 humanitarian, ERC Stephen O’Brien, has proclaimed that the system is ‘broke’ but ‘is not broken.’

How do we change our stripes? By ending the gravy train of funding for technical evaluations, dismissing rather than embracing so-called ‘lessons learned’ approaches (see here for one of my previous blogs on lessons identified but not learned), and basing analysis on a thorough political economy of the given situation.  In other words, at the system level and at the organization or project level, stop promoting reforms based on an overly simplistic understanding of the problem. Top aid thinkers Ben Ramalingam and John Mitchell explain it a lot better than I could:

Two broad sets of reasons for this lack of change are widely cited. One is that there are many drivers of change for the sector, of which the reform agenda is only one. Reforms, moreover, are seldom, if ever, the most prominent of the internal drivers. Others include organisational interests, professional norms, donor interests and so on. These serve to reinforce the status quo of the sector. … The second set of reasons relates to the reform efforts themselves. Seldom have change and reform efforts attempted to change the fundamental rules and incentives that underpin humanitarian aid effectiveness.

The paramount question is whether we will do better in the future by examining how and why we failed in the past, replacing the question of what do we want to achieve.  In this regard, the Ebola outbreak and response signaled (once again) the need for a more transformative agenda, one that avoids wishfully imagining the dawn of a new age where global public good trumps political self-interest, and instead addresses both the shortcomings of humanitarian action as well as their underlying causes.

Three Songs (2)

[This blog is the second in a 3-blog series . See directly below for the the first part].

Part 2: An Old Song

The starter’s gun has fired on the Sustainable Development Goals (SDGs), which will pretty much fix the entire world by 2030. Have a look. Like swansongs (see previous blog), these goals are not exactly small stuff. End poverty in all its forms everywhere is SDG goal #1. Like I said, not small stuff. Achieve gender equality and empower all women and girls is Goal #5. Unlike Moon’s swansong, though, the SDGs are just launching, a vision to be implemented. At least, that is their intention.

ODI recently held a panel discussion entitled ‘Leaving No One Behind’, a launch event for the march towards 2030 and the achievement of the SDGs. In keeping with my unscientific approach to blogging, I thought I might offer some criticism without having attended, listened to or even perused a summary report. My comment is a simple one, based on evidence as insubstantial as this sentence from the on-line description of the event: ‘In order to ensure no one is left behind, we firstly need to identify the most vulnerable and marginalised people’.

Leaving no one behind works fine as a slogan for much of the SDG work to come. Please forgive a statement of the obvious: delivering on the promise may prove more difficult. Take, for example, the UK government, who has itself proudly enshrined Leaving no one behind as an official promise. If it weren’t so tragic, it might seem almost a parody to the refugees and migrants stuck in the brutal mud of Calais. No one gets left behind because no one is allowed to leave? That jibe aside, the lesson is flawless. Achieving change against the tide of hard political realities requires more than a shiny new slogan and more even than a government’s promise.

Governments, though, should be excused if their actions aim to satisfy the conflicting demands of a broad electorate; and they should be predicted to serve the powerful more effectively than the powerless. Well more than one of the would-be refugees and migrants in Calais will be left behind. Faced with fierce opposition to any immigration, that is what governments are designed to do.

Less easy to excuse is the international community that, knowing this, has nonetheless designed a set of goals structurally dependent on states behaving, essentially, contrary to their nature or their political capacity. Note that this is the same international community who will be charged in large part with developing and implementing the policies and programs to ensure no one is left behind. There is a persistent gap here, between rhetoric and reality.

Returning now to that line from the event’s description, this is the aid community that appears, now at least six decades deep in the enterprise of organized, institutionalized development (A) to be proclaiming to have discovered only in 2016 the need to figure out who are the most vulnerable and marginalized, or (B) to be inspiring the coming generation of work by sloganing over the fact that this is exactly what they have reported to have been doing for the past six decades, or (C) to want to convince us that ‘finding the most vulnerable and marginalized people’ somehow defines an ‘all new’ or ‘improved’ product that really will work, without explaining to us what they are going to do differently from the decades of many approaches.

Now, I know this entire blog amounts to a cheap shot, a cavalier reduction of fairly complex thinking and experience to a line in an event description. The cheapness of my opinion, though, does not so easily dismiss the sense that with the same choir and the same melody, we will get the same song. There is a superficial accuracy in A, B and C above. However, they do not explain why such a dedicated, intelligent community repeats itself with such frequency. Why are the choir and melody so old? And how do we manage to produce a different song? Answers A few thoughts in my next post.

Three Songs

[This blog is the first in a 3-part series]

Part 1. A Swansong

At the end of an illustrious career comes the fireworks.  A swan’s mythically mute life, punctuated by a burst of song before expiring – a swansong.  For artists, it is a last great performance. For architects, a final, dazzling skyscraper. For political leaders, a tendency towards big stuff, name-chiseling monuments like a new highway or an airport or a pristine swath of land set aside as a national park.  Or maybe they aim for an entry in the history books of tomorrow with a constitutional amendment or a sweeping reform of education. The key ingredient of a swansong is grandeur.  On that basis, Ban Ki Moon’s World Humanitarian Summit report qualifies as a swansong.

There is ample criticism of his report (see here, or keep an eye on this space). ODI/HPG’s Christina Bennett rightly highlights some of the reasons we should read it with an open mind before fretting over its inadequacies.  At the very least, it issues a clarion plea for those in power to respect international law, and it does so in UNcharacteristically blunt fashion.  That’s another key ingredient of a swansong. Bluntness. A statement that can be recognized as such.

The third key ingredient of a swansong, and perhaps the most critical, is that it be enduring.  A new stadium fits: grand, bold, lasts for decades.  Enacting a set of gun control laws would qualify (hint to President Obama).  A visionary report, though, stutters. And that is where, even aside from its content, I have concerns for Ban Ki Moon’s swansong.

No matter how grand or blunt, a swansong must be a fait accompli; it must be built, delivered, finito. A vision functions as the epitome of an anti-swansong, because visions mark a beginning, and because visions tend to expire with the visionary. The WHS is designed not as an endpoint, but as a launch. By the time the ink dries on the conclusions reached Summit, Moon will have become a lame duck, and by the end of the year the UN will have a new top swan.

Ebola: Lessons not learned

[Thanks to Aid Leap for publishing this on their website. Check it out here, along with lots of excellent thinking on aid.]

Tomorrow will mark 42 days since the last new case of Ebola in Sierra Leone, meaning the country will join Liberia in being declared Ebola-free. That brings the world one step closer to a victory over Ebola the killer.

But Ebola has another identity – messenger. We listened. It told us that many aspects of the international aid system are not fit for purpose. Many – too many – of the problems the outbreak revealed are depressingly familiar to us.

Pre-Ebola health systems in Sierra Leone, Guinea and Liberia were quickly overwhelmed and lacked even basic capacity to cope with the outbreak. The World Health Organisation (WHO) failed to recognise the epidemic and lead the response, and international action was late. Early messaging around the disease was ineffective and counterproductive. There was a profound lack of community engagement, particularly early on. Trained personnel were scarce, humanitarian logistics capacity was insufficient and UN coordination and leadership were poor.

The lessons learned should also come as no surprise: rebuild health systems and invest in a ‘Marshall Plan’ for development; make the WHO a truly robust transnational health agency and improve early warning systems; release funds earlier and make contracts more flexible; highlight what communities can do, and engage with them earlier. Except these lessons learned haven’t really been learned at all: they are lessonsidentified repeatedly over the past decades, but not learned. 

Why is the system almost perfectly impervious to certain lessons despite everyone’s good intentions? The short answer: these lessons are too simplistic. They pretend that the problem is an oversight, a mistake to be corrected, when in fact the system is working as it is ‘designed’ to work.  The long answer: what is it about the politics, architecture and culture driving the aid system that stops these lessons from becoming reality?

Take a simple idea, like reconstituting the WHO as an intragovernmental agency with a robust mandate to safeguard global public health, and the power to stop an outbreak like Ebola. Sounds great, but not new. So it also sounds like wishful thinking. It does not address the inherent tension between sovereignty and transnational institutions.

Think of it this way: the more robust an institution, the more of a threat it poses to the individual states that are its members, and hence the greater incentive for those states to set limits to its power. WHO was ‘designed’ not to ruffle feathers.

A robust WHO? Can you imagine the WHO ordering the US or UK governments to end counterproductive measures such as quarantining returned Ebola health workers or banning airline flights to stricken countries? It will never happen.

Here is the true lesson to be learned: at a time of public fear and insecurity, it would be political suicide for any government to allow such external interference. The problem isn’t the institution, it only looks like it is; the problem is the governments that comprise it. That is not to say that WHO cannot and should not be improved. It is to say that the solution proposed cannot address the fundamental problem.

Or take a complex idea, such as community engagement. Our Ebola research found that the ‘early stages of the surge did not prioritise such engagement or capitalise on affected communities as a resource’, a serious omission that ultimately contributed to the spread of the disease, and hence a key lesson learned (see e.g., this Oxfam article).

Disturbingly, this is a lesson with a long history. Here, for example, is what the Inter-Agency Standing Committee (IASC) found in evaluating the international response to the 2010 earthquake in Haiti. The relevance, virtually word for word, to the situation in West Africa speaks for itself:

The international humanitarian community – with the exception of the organisations already established in Haiti for some time – did not adequately engage with national organizations, civil society, and local authorities. These critically-important partners were therefore not included in strategizing on the response operation, and international actors could not benefit from their extensive capacities, local knowledge, and cultural understanding … This is not a new observation. Exclusion of parts of the population in one way or another from relief activities is mentioned in numerous reports and evaluations.

Why is this lesson so often repeated and so often not learned? Does the answer lie in an aid culture where ‘taking the time to stop and think – to comprehend via dialogue, engagement and sociological research – runs counter to the humanitarian impulse to act’? Our report also discusses a greater concern: the degree to which people in West Africa were treated ‘as a problem – a security risk, culture-bound, unscientific – to be overcome’. 

The ‘oversight’ is hardly an oversight: people in stricken communities ‘were stereotyped as irrational, fearful, violent and primitive; too ignorant to change; victims of their own culture, in need of saving by outsiders’. Perhaps that clash of cultures highlights why we should not expect community engagement to spontaneously break out simply because the problem has been recognised.

Powerful forces work against aid actors engaging with the community during an emergency, leaving us with a lesson that has not been learned even after years of anguished ‘never again’ promises to do better.

Lessons learned are where our analysis of the power dynamics and culture of the international aid system should begin, not where it ends.

Humanitarian Effectiveness (2)

My previous post on this topic prompted a slight twitter buzz, with Patricia McIlreavy astutely pointing out that the aid ‘oligarchy’ isn’t just the big INGOs, but donors and the UN as well.  Dead right on that one.  They all employ wield effectiveness in an exercise of power.

Effectiveness seems to be part of a powerplay within the oligarchy as well. By way of broad generalization, the question of effectiveness functions as a spotlight, used by people in desk chairs to examine the work of people with mud on their boots.  Sounds good, right?  What about the reverse?  When can Mud-on-Boots cast the same light on the work of Deskchair? More importantly, why doesn’t the functioning of the aid system drive Deskchairs to cast the same scrutiny on the mountain of Deskchair work in the system?

It should. The aid system comprises immense resources and people – energy and ‘action’ – at the level above the field project.  Having just sat through one, how do we assess the effectiveness of a conference on effectiveness? Better yet, what has been the collective effectiveness of years of debates, research, publications, workshops, tools, guidelines and previous conferences on effectiveness?  In other words, why don’t those of us thinking about effectiveness shine the light on our own work?

At great effort and cost, the aid system produces a spectacular amount of material designed to improve the effectiveness of aid. How does that translate into lives saved, or suffering alleviated? Might it even work as an impediment? I remember a medical coordinator in MSF telling me that in the span of six months in South Sudan she received over 600 recommendations from headquarters.  No doubt lots of good advice, but what is the combined impact on stressed out and under-resourced field teams? Trying to regulate or rationalize this onslaught of advice leads to discord at HQ, with staff feeling disenfranchised from the operational mission. Put differently, each and every one of those 600+ recommendations represented the aspiration and drive of somebody at HQ seeking their ‘fix’ of field involvement, their dose of ‘making a difference’.  That’s not speculation. That was my fix too.

[Spoiler alert. This post should end right here. The next bit is a real downer. I blame the start of a cold, wet final weekend to England’s so-called summer.]

Shining the spotlight of effectiveness on this work can be disconcerting. Much of my considerable HQ product seems rather obviously designed to have allowed me to be part of the crisis response based on a blind faith in its actual impact.  This is a faith requiring permanent contortion, to avoid noticing the ten degrees of removal between my efforts in London and saving a life in the field.

It looks like this:

Start with a new / improved [fill in the blank: protocols/tools/reports/guidelines/strategies/etc].

  1. Did overworked field teams even read it?
  2. If they read it, did it change practice?
  3. If it changed practice, was it in a positive direction? Was the new thing better than the old thing? No shortage of examples where idealized efforts at improvement collided with reality on the ground.
  4. If it changed in a positive direction, by how much? In other words, did the impact actually save lives and alleviate suffering more effectively? Remember, much of aid work is pretty damned good from a technical perspective – improvement runs into the law of diminishing returns.
  5. If it had a positive impact, did that outweigh the cost/effort/resources that went into producing the improvement? How many meetings and emails!
  6. If it had a positive impact, did it last? Or: did it calcify into a tick-box exercise? Or: did new teams = old ways?

That, believe it or not, is only the first level of analysis.  If it stopped there, the verdict on effectiveness might often come out OK.  The key here is # 5. Here is what the process does not look like: a couple of smart Deskchairs put their heads together, come up with a new [fill in the blank: protocols/tools/reports/guidelines/strategies/etc], show it to their boss, make a few changes and ship it out to the field.

It looks more like this: a couple of smart Deskchairs put their heads together, come up with a new [fill in the blank: protocols/tools/reports/guidelines/strategies/etc] dealing with X, which then unleashes a frenzy of effort to take the good thing and make it very good.  Within the various branches of the organization, there will be ten, maybe twenty or maybe a hundred who have made a heavy investment in X.  Each will need to comment on the new thing. Many comments will replicate each other, others will contradict. Skirmishes will ensue – “communities” vs. “people” in paragraph 7, roll out in August (rain season!) vs November (too late!!!!), and so many more. Complaints will move up the food chain – Why weren’t we involved sooner? You need our approval! Meetings will be held and hair will turn gray. The thing will launch. Now start at Step 1.

And on it goes.  I have been involved in many of these processes. Even the ones avoiding the quicksand of organizational politics involved multiple, duplicative commitments of effort.  More to the point, they involved faith that improvements – objectives phrased more clearly, the addition of a resource annex, newer research included – actually mattered in some way. How could they matter? How could a rephrased set of objectives save lives and alleviate suffering? Faith is beautiful that way.  Proof is not required. A collective investment in the possibility that what we do matters.  The spotlight of effectiveness is unwanted here.  And so is it rarely shined.

The Problem with Effectiveness (1)

My first blog sent from the city of Manchester, arguably the birthplace of modern Capitalism: “there are good reasons why those in the Southern Hemisphere view [the big NGOs] as the ‘mendicant orders of Empire’” (Michael Barnett in The International Humanitarian Order). So an appropriate location for an HCRI-Save conference on humanitarian effectiveness.

What is effectiveness? As with many concepts, the further one dissects it, the more wooly it becomes. So a nice generator of the sort of navel-gazing exercises that I find so stimulating and that consume a lot of humanitarian energy.  That said, the discourse of effectiveness warrants being unpacked from a number of angles, especially within a political economy of aid. On that, two initial reflections.

First, the ‘oligarchy’ of global western humanitarian NGOs uses the language of effectiveness to defend its turf, funding and power.  Argument to donors: give us the money, because we are more effective than them.  Here, ‘them’ refers to emerging NGOs from the global south, who are almost by definition going to come up short in terms of effectiveness. After all, it is the oligarchy’s definition of effectiveness in the first place, and the oligarchy has enormous advantages in terms of resources, experience, infrastructure, etc.

Second, the discourse of effectiveness sidesteps ethical issues.  As somebody pointed out in one of the sessions, what is effective and what is right are two different questions.  Those arguing for the supremacy of effectiveness miss the problematic reality of an aid industry that is often ineffective and unaccountable.  Let’s be clear, aid is a tough business, and we should expect that it often falls short of being effective, no different than welfare programs in our home countries, which have regularly failed in efforts to lift the poor out of ghettos, improve public health or reduce drug abuse (for example).  That is the nature of the work.

But there is a fundamental difference. There is something regrettable about our ineffective efforts to do good in our backyard and for ourselves.  But there is something regrettable and unethical with our ineffective efforts to do good in their backyard, with their lives at stake, and yet where they have neither say over how it unfolds nor recourse when it does not go well.